Operational Excellence Advisory
Process Audit & Compliance
Structured reviews of your finance and operations processes against policy, regulatory, and internal-control requirements.
Overview
We run targeted audits of specific processes - procure-to-pay, order-to-cash, record-to-report, or payroll - to confirm controls are actually operating as designed, not just documented as such. This is particularly common ahead of a D365 F&O go-live, an internal or statutory audit cycle, or after a period of rapid headcount or geography growth.
Findings are delivered as a ranked list of control gaps with a remediation owner and effort estimate against each - not a generic checklist.
What's included
Where we typically start.
01Walkthrough of key financial & operational processes
02Segregation-of-duties review
03Control design vs. control operation testing
04Policy & SOP gap identification
05Remediation plan with ownership
How we deliver it
- Scope the processes and control universe in scope with you
- Walk through each process with the actual process owners
- Test whether designed controls are operating in practice
- Rank findings by risk and effort to remediate
- Support remediation, including configuring D365 controls where relevant
Ready to talk through process audit & compliance?
Tell us where you are today - we'll map the fastest path to the outcome you need.